About Me

I am a Compliance Officer with over 10 years of experience gained in Private Banking, Capital Markets, Corporate, Investment Banking, Wealth and as well as at Group Compliance level and now studying towards becoming a Lawyer…

Areas of specialties:

  • Conflict of Interest (CoI)
  • Management of Group Closed Period Process
  • Compliance Monitoring
  • Market Abuse Investigations
  • Personal Account Dealing
  • Outside Business Interests
  • Gifts and Entertainment
  • Holdings Disclosures
  • Research Disclosures